Agenda
March 1 & 2

Day 1
01 Mar 2018

COMPLIANCE & OPERATIONS TRACKS – CHOOSE YOUR SESSIONS!

> COMPLIANCE TRACK > OPERATIONS TRACK
2:15
MiFID II for Non-EU Managers
2:15
Perfecting Data Management
for Investment Operations
3:00
Addressing New Challenges for Investment Adviser Advertising Compliance: Analysis of the OCIE’s Risk Alert
3:00
Addressing Cybersecurity Demands and Information Security in an Insecure World
: Policy and Implementation
3:45 | AFTERNOON REFRESHMENT BREAK
> COMPLIANCE TRACK > OPERATIONS TRACK
4:00
Cybersecurity Preparedness
in the Wake of Global Ransomware Attacks
4:00
Appreciating The Importance of Ongoing Operational Due Diligence: Strategies for Allocators Pre-and-Post-Investment
4:45
Exploring New Compliance Initiatives in Data Management Capabilities
4:45
Making Dollars Out of Cents
: Operational and Governance Best Practices for Increasing Efficiencies and Lowering Costs
Day 2
02 Mar 2018

COMPLIANCE & OPERATIONS TRACKS – CHOOSE YOUR SESSIONS!

> COMPLIANCE TRACK > OPERATIONS TRACK
2:15
Bolstering Current Risk Assessment Practices:
Identifying Liability and Evaluating Testing Procedures
2:15
Preparing for the “Best Execution” Requirements and MiFID II Reporting: Bifurcation of Research
3:00
Developing a Due Diligence Checklist
to Guarantee Service Provider Integrity
3:00
Revamping the Global Operations Model:
Seamlessly Scaling and Growing Your Business by Embracing Emerging Technologies
3:45
The Yates Memo Lives:
Exploring the Findings of Individual Culpability for Corporate Misconduct
3:45
Evaluating the Challenges Relating to Valuation: Developing Best Practices to Achieve Operational Success