COMPLIANCE & OPERATIONS TRACKS – CHOOSE YOUR SESSIONS!

02 Mar 2018
02:15- 04:30

COMPLIANCE & OPERATIONS TRACKS – CHOOSE YOUR SESSIONS!

> COMPLIANCE TRACK > OPERATIONS TRACK
2:15
Bolstering Current Risk Assessment Practices:
Identifying Liability and Evaluating Testing Procedures
2:15
Preparing for the “Best Execution” Requirements and MiFID II Reporting: Bifurcation of Research
3:00
Developing a Due Diligence Checklist
to Guarantee Service Provider Integrity
3:00
Revamping the Global Operations Model:
Seamlessly Scaling and Growing Your Business by Embracing Emerging Technologies
3:45
The Yates Memo Lives:
Exploring the Findings of Individual Culpability for Corporate Misconduct
3:45
Evaluating the Challenges Relating to Valuation: Developing Best Practices to Achieve Operational Success