Insider Trading: Political Intelligence as a New Enforcement Target

02 Mar 2018
10:15- 11:15

Insider Trading: Political Intelligence as a New Enforcement Target

Arlo Devlin-Brown
Former Chief, Public Corruption Unit, U.S. Attorney’s Office, SDNY
Partner
Covington & Burling LLP

Salvatore G. Cincinelli
Supervisory Special Agent, Complex Financial Crimes Unit
FBI

Cynthia A. Marian
General Counsel and Chief Compliance Officer
Civic Capital Advisors, LLC

  • Evaluating federal guidelines for trading of confidential information
  • When do government officials and employees have a duty to keep information confidential?
    • When do members and staff of the legislative bodies have a similar duty?
  • Analyzing civil and criminal enforcement cases post-Salman Do actual or expected campaign contributions satisfy Salman‘s personal benefit requirement?
    • Can expected post-government employment?
  • Assessing the risks in hiring political intelligence consultants?
    • How can they be mitigated?
  • Identifying what changes funds need to make to be in compliance and address new risks